Equity Stock Transfer has proven experience navigating the complex world and exacting requirements needed to successfully execute all your stock transfer needs.

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What exactly is a transfer agent? A transfer agent keeps track of the individuals and entities that own stocks and bonds in publicly traded companies. What are the main functions of a transfer agent? Issue and cancel certificates to reflect changes in ownership.

Act as an intermediary for the company. Handle lost, destroyed, or stolen certificates. What are the transfer fees for processing securities? Our standard transfer fees for processing securities are as follow:.

NOBO Request Form Broadridge. Issuer Login Shareholder Login. FAQs - Equity Stock Transfer. Our standard transfer fees for processing securities are as follow: Medallion Guarantee is a certification used for transferring securities provided by an eligible guarantor institution with a membership in an approved signature Medallion Guarantee Program.

It certifies that the signature is authentic and that the institution affixing the stamp accepts liability for any forgery. The Medallion Guarantee is not the same as an acknowledgement by a notary public. The most common types are: This registration gives sole ownership to the single individual.

Only legal names must be used. Gary Smith not G. Joint Tenants also with rights of survivorship: Should one of the parties die, ownership of the assets passes to the surviving tenant s.

The registration requires the names of the custodian and the beneficial owner who is a minor. Gary Smith custodian for Beverly Smith NY Unif Trans Min Act. Registering shares in the name of a Trust requires that specific information be provided: How do I transfer shares registered in a single or joint registration? We will require the following: The original stock certificate s.

The signature s must be Medallion Guaranteed. Transfer instructions detailing your request, which should include all the pertinent information such as the name, address and tax payer identification for the transferee sincluding where to return ceo stock option loopholes new commodity and forex trading. The title s of the signing officer s must be indicated next to the signature s.

An original or Medallion Guaranteed copy of the Resolution dated within 6 months. How do I transfer shares registered in a custodial registration?

The signature must be Medallion Guaranteed.

Proof That Our Birth Certificate Value is on the Stock Exchange

The completed stock power signed by the Executor sPersonal Representative s or Administrator s. The original court certificate dated within sixty days, evidencing the appointment of the Executor sPersonal Representative sor Administrator s of the Estate. A notarized affidavit of domicile. The Inheritance Tax Waiver if applicable Transfer instructions detailing your request, which should include all the pertinent information such as the name, address and tax payer identification for the transferee sincluding where to return the new certificate.

The original Death certificate. I am an affiliate of the issuer.

How do I remove the legend from my restricted stock certificate? Please read the following important information that may help you determine how to handle your restricted shares: If the public company files periodic reports with the SEC Ks and Qs and the affiliate has owned the shares for at least six months, then, the affiliate may sell the shares as long as the public company is current in its reporting requirements.

The affiliate will be able to have the restriction removed only from the shares that are being sold. Must hold the birth certificate bond stock market shares for at least one year. After one year the affiliate may sell the shares. The Issuer must be current in their SEC filings, meaning their most recent quarterly and annual reports have been filed.

The sale must sedco forex international perth made in an ordinary brokerage transaction. I am not an affiliate of the issuer. If the shares have been owned for over one year and the shareholder has not been an officer, director, or control person of the public company for the past ninety days, the shareholder can submit the shares to have the restrictive legend removed.

If the public company files periodic reports with the SEC Ks and Qs and the shareholder has owned the shares for at least six months, but less than one year, then the shareholder may sell the shares as long as the public company is current in its reporting requirements.

The shareholder will be able to have the restriction removed only from the shares that are being sold. After one year, the shareholder can submit the shares to have the restrictive legend removed, as long as the company has become current in its reporting obligations with the SEC within the last 12 months preceding the request to remove the legend. How should I send my certificate s to Equity Stock Transfer LLC? What should I do if my certificate s are lost, stolen or destroyed?

If your certificate s are lost, stolen or destroyed, please notify us immediately by mail, fax or email. In response, we will place a stop notation against the certificate s and send you instructions and an affidavit of loss and agreement of indemnity.

Some stock transfer agents charge what is called a termination fee. Transfer agents charge these fees in order to discourage clients from moving to other agents.

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We never charge a termination fee. If our clients are dissatisfied with the quality of our services then they are free to move without being held hostage by termination fees. How does the issuer finds out who are the beneficial holders? Shares are frequently held in the names of brokers and banks in order to facilitate the efficient and accurate clearance and settlement of securities transactions. Restricted transfers includes legend removal and examination of legal opinions, broker letters and shareholder representation letters.